Securitize Corp. has announced that its subsidiary, Securitize Capital LLC, is now officially registered with the U.S. Securities and Exchange Commission as an investment adviser. This regulatory milestone expands the company's existing suite of regulated services for onchain capital markets. By adding this registration to its current portfolio, Securitize aims to deepen its engagement with institutional investors and asset managers. This move comes as the firm continues to scale its tokenization infrastructure, managing over $5 billion in assets under management as of July 2026.
Securitize Capital Expands Regulated Infrastructure
The registration of Securitize Capital LLC marks a significant expansion of the Securitize regulated platform. Previously operating as an exempt reporting adviser, the entity is now subject to the more rigorous public disclosure, compliance, recordkeeping, and examination requirements mandated by the Investment Advisers Act of 1940. This new status complements Securitize's existing U.S. regulatory footprint, which already includes an SEC-registered broker-dealer and Alternative Trading System (ATS) through Securitize Markets, LLC, an SEC-registered transfer agent, and fund administration services via Securitize Fund Services, LLC. CEO Carlos Domingo noted that this capability allows the firm to help institutions develop and manage investment strategies specifically built for an onchain financial system. By integrating advisory services into its "full stack," Securitize positions itself to support sophisticated market participants navigating the complexities of tokenized asset management and regulated onchain distribution.
Regulatory Context for Onchain Portfolio Management
The timing of this registration aligns with ongoing regulatory scrutiny regarding how investment-adviser obligations apply to emerging onchain tools. On July 22, SEC Commissioner Hester M. Peirce stated that managing certain crypto vaults and lending strategies may implicate investment-adviser issues, depending on their specific structure and activities. Securitize Capital is positioned to work with market participants exploring these onchain investment strategies within applicable regulatory frameworks. The company’s ability to provide a comprehensive service model—spanning product development, distribution, ownership recordkeeping, trading, and administration—is intended to meet the needs of asset managers like BlackRock, Apollo, and KKR. Furthermore, Securitize maintains a unique global position, as its European affiliate, Securitize Europe Brokerage and Markets, S.A., is authorized under the EU DLT Pilot Regime, making it a rare provider of regulated digital-securities infrastructure across both the U.S. and EU.
Key Takeaways
- Securitize Capital LLC has transitioned from an exempt reporting adviser to an SEC-registered investment adviser.
- Securitize manages over $5 billion in assets under management as of July 2026.
- The company operates regulated digital-securities infrastructure in both the U.S. and the EU.
FinanceInsyte's Take
In our view, Securitize’s transition to a fully registered investment adviser is a strategic move to preempt regulatory ambiguity surrounding onchain portfolio management. By voluntarily adopting the more stringent requirements of the Investment Advisers Act of 1940, the firm is signaling to institutional heavyweights that it can provide the compliance rigor necessary for large-scale capital deployment. This signals that the "onchain" frontier is moving away from experimental structures toward standardized, regulated frameworks. As regulators like Commissioner Peirce highlight the complexities of crypto vaults, Securitize is positioning its regulated "full stack" as the primary bridge for traditional asset managers seeking to integrate tokenized assets into their existing fiduciary workflows.
Source: PRNEWWIRE
